Disclaimer

Legal Notice

This website is issued by NorthEdge Capital LLP and is for informational purposes only. Use of this website is subject to the following terms. By using this website, you are deemed to have accepted these terms.

This Site is not directed at, or intended for distribution to or use by, any person or entity who is a citizen or resident of or located in any jurisdiction where such distribution, publication, availability or use would be contrary to applicable law or regulation or which would subject the firm to any registration or licensing requirement within such jurisdiction, such as the United States (but not limited to). Neither this website as a whole nor any part hereof shall constitute an offer of or the solicitation of an offer to invest, or the sale of securities, nor shall there be any sale of any investments or commitments in connection with this website in any jurisdiction in which such offer, solicitation or sale would be unlawful including the United Kingdom and the United States. The contents of this website do not constitute investment, legal, tax or other advice and should not be taken as such. NorthEdge Capital LLP acts as fund manager to funds on behalf of institutional and professional clients and does not offer investment advice or opportunities to retail clients as defined in the FCA handbook COBS 3.4. The regulated services provided by NorthEdge Capital LLP are only accessible to Eligible Counterparties or Professional clients as defined in COBS 3.5 & 3.6 or in the case of Fund investors COBs 4.12 of the Financial Conduct Authority handbook. As the firm is not permitted to deal with Retail clients this means that the same levels of protection afforded to Retail Clients would not be available to prospective regulated activity clients of the firm.  Please seek independent professional financial and legal advice if you are unsure of your categorisation or if you wish to find out more about the products or services on this website.

Risk Warning

The investments communicated may relate to investments in unlisted securities which carry a high degree of risk due to their illiquid nature, Investments may fall as well as rise and you may not get back all you have invested. Past performance should not be seen as an indication of future results, you may lose some, part or all of your original capital invested.

No representation or warranty is given that the information or opinions contained in this website are accurate, reliable or complete. Any information contained within this website is subject to amendment, revision or updating. NorthEdge Capital LLP reserves the right to suspend or withdraw access to the pages of this site without notice at any time and accepts no responsibility for these pages not being available at all times.

Users of this website must not transmit any virus, ‘worm’, ‘Trojan horse’, or other item of a destructive nature to this site and it is the user’s responsibility to ensure that whatever is downloaded or selected for use from the site is free from such items.

This site is governed in accordance with the laws of England and Wales. By accessing the site, you agree to submit to the exclusive jurisdiction of the Courts of England and any adjudication they make in respect of litigation arising in connection with the site.

Confidentiality

Information is an asset and Northedge Capital LLP acknowledges that there is a corporate responsibility to safe guard such information provided to us by our clients. NorthEdge Capital LLP has in place policies and procedures with regards to office and Data security and Data protection and we are fully committed to comply with our obligations as set out in the Data Protection Act 1998 and the forthcoming GDPR. If you require full details of the information on what type of information we hold on our clients and how we safeguard this information, please contact the firm’s Compliance Officer “Prem Mohan Raj”. The firms ICO registration number is ZA218544

Complaints

We are committed to working with our clients to achieve best client outcomes, and we welcome feedback and the opportunity to improve our service. Please direct any complaints or queries to the firm’s compliance officer in writing in the first instance as follows:

Prem Mohan Raj, NorthEdge Capital LLP, 13th Floor, Number One Spinningfields, 1 Hardman Square, Spinningfields, Manchester, M3 3BE

Although the firm does not have eligible complainants as defined in the FCA handbook DISP 2.7.3R, the firm is committed to achieving best client outcomes. The firm has a complaints policy and procedure and as such we will acknowledge receipt of your complaint / enquiry, in writing, and endeavour to resolve any issues as soon as is practicably possible. However on occasion matters may take longer to investigate and in this instance we will keep you informed and will provide you with our final written response within eight weeks of receipt of the complaint.

TCF Policy Statement

The firm is committed to Treating customers fairly and as such has a TCF policy which sets out the firm’s procedures and obligations. Although the firm does not have Retail clients, it does have a duty to achieve best client outcomes and adhere to the FCA handbook rule PRIN 2.1.1R, and the TCF initiative which as per principle 6 states “A firm must pay due regard to the interests of its customers and treat them fairly”.

Anti-Bribery and Corruption Policy

NorthEdge Capital LLP is committed to apply the highest standards of ethical conduct and integrity in its business activities.  Every employee and individual acting on behalf of NorthEdge Capital LLP is responsible for conducting business honestly and professionally.

NorthEdge Capital LLP benefits from carrying out business in a transparent and ethical way and by helping to ensure that there is honest, open and fair competition in our sectors.  Where there is a level playing field NorthEdge Capital LLP can lead the market through innovation and by delivering excellent services to its customers.

NorthEdge Capital LLP does not tolerate any form of bribery by, or of, its employees or any persons or companies acting for it or on its behalf. The Partners and senior management are committed to implementing and enforcing effective systems to prevent, monitor and eliminate bribery, in accordance with the Bribery Act 2010.

NorthEdge Capital LLP has issued an Anti-Bribery policy in order to prevent and prohibit bribery and corruption.  The Anti Bribery policy applies to all employees and they are required to familiarise themselves and comply with the policy.

A bribe is a financial advantage or other reward that is offered to, given to, or received by an individual or company (whether directly or indirectly) to induce or influence that individual or company to perform public or corporate functions or duties improperly.

Employees and others acting for or on behalf of NorthEdge Capital LLP are strictly prohibited from making, soliciting or receiving any bribes or unauthorised payments. As part of its Anti-bribery measures, NorthEdge Capital LLP is committed to engage only in transparent, proportionate, reasonable and legitimate hospitality and promotional expenditure.

A breach of the NorthEdge Capital LLP anti bribery policy by an employee will be treated as grounds for disciplinary action, which may result in a finding of gross misconduct and immediate dismissal.  Employees and other individuals acting for NorthEdge Capital LLP should note that bribery is a criminal offence that may result in up to 10 years’ imprisonment and/or an unlimited fine for the individual and an unlimited fine for NorthEdge Capital LLP.

NorthEdge Capital LLP will not conduct business with service providers, agents or representatives that do not support the firm’s anti-bribery and corruption objectives.

The success of NorthEdge Capital LLP’s anti-bribery measures depends on everyone playing their part in helping to detect and eradicate bribery.  Therefore, all employees and others acting for, or on behalf of NorthEdge Capital LLP are encouraged to report any suspicious activity to the Whistle Blowing Officer Prem Mohan Raj. NorthEdge Capital LLP senior management will support any individuals who make such a report in good faith. NorthEdge Capital LLP does not hold any responsibility for contractors or agents whom act on their own initiative and do not comply with the firm’s anti bribery policy despite agreeing to do so, and reserves the right not to deal with any persons or firms who do not agree to the firm’s anti bribery policy. Acceptance of our policy is deemed as acceptance of compliance with the firm’s policy.

NorthEdge Capital LLP is authorised and Regulated by the Financial Conduct Authority – FRN 502462, and is Registered in England and Wales No OC345118, Number One Spinningfields, 1 Hardman Square, Spinningfields, Manchester, M3 3BE, VAT Registration number 135 6130 37, ICO Registration number: ZA218544